je.st
news
Tag: sec
NY Real Estate Developer Charged With Ponzi-Like Scheme Settles With SEC
2020-11-11 21:40:00| National Real Estate Investor
Robert C. Morgan will pay about $66 million in relief for harmed investors, but no additional monetary relief, according to the Commission. Morgan faces separate charges in a civil suit brought by the Justice Department.
United States Oil Fund Faces Possible SEC Action
2020-08-19 22:30:00| OGI
The SEC is considering enforcement action against United States Oil Fund LP, the largest crude oil exchange-traded fund, due to statements made after oil prices plunged into negative territory.
Tags: united
action
states
united states
SEC Probes Owner of Chicago Apartments After Bond Default
2020-02-25 16:41:00| National Real Estate Investor
The non-profit used municipal bonds to finance the acquisitions of thousands of low-income apartments in the Chicago area.
Tags: owner
sec
default
chicago
Diageo pays US$5m to settle SEC sales-boosting charge
2020-02-20 17:50:00| Daily beverage news and comment - from just-drinks.com
Diageo has said it is "pleased" to have settled a charge from the US Securities and Exchange Commission that it hit performance targets by pressuring North American distributors to take extra stock.
ProPetro Says No Customer Impact From SEC Disclosures, Probes
2019-11-14 20:25:40| OGI
ProPetro said that while it anticipated a slight increase in next year's activity, it did not expect any uptick in profitability per frac fleet.
Tags: customer
impact
sec
disclosures
Sites : [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] next »