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U.S. judge takes on SEC again, questions Heinz insider trading pact
2014-01-31 19:39:50| Food - Topix.net
A federal judge who has questioned the U.S. Securities and Exchange Commission's practice of settling cases without admissions of wrongdoing is raising concerns about a proposed agreement over insider trading in H.J. Heinz Co.
Tags: questions
takes
sec
trading
EU acts to curb banks' risky trading
2014-01-29 13:03:07| BBC News | Business | UK Edition
Proposals to isolate some of the riskier trading activities by the banking sector are unveiled by the European Commission.
Jefferies Reports Seven Days of Trading Losses in Quarter
2014-01-28 23:04:26| Agriculture - Topix.net
Jefferies Group LLC Chief Executive Officer Richard Handler reported last month that fiscal fourth-quarter profit rose 68 percent as stock underwriting more than doubled and investment-banking revenue reached a record.
Tags: days
reports
trading
quarter
Canadas PetroShale Now Trading In U.S. On OTCQX International
2014-01-28 18:52:00| OGI
The U.S.-based firm Dorsey & Whitney LLP is PetroShales Principal American Liaison (PAL) on OTCQX International, the company said.
Tags: international
trading
canadas
otcqx
UPDATE 1-Two Hong Kong firms to pay $11 mln to settle SEC insider trading charges
2014-01-28 13:40:31| Oil & Gas - Topix.net
Two Hong Kong asset management firms have agreed to pay $10.9 million to settle charges by the U.S. Securities and Exchange Commission of insider trading ahead of a bid by China's CNOOC for Canadian oil company Nexen Inc. The proposed accord, disclosed in a court filing Monday, would add to the more than $18 million the U.S. securities regulator ... (more)
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