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La Jolla Broker Gets Prison For Trading Fraud

2015-05-05 18:14:56| Biotech - Topix.net

A La Jolla investment broker was sentenced today to 6 1/2 years in prison for fraud arising from the loss of his clients' funds -- some people lost their life savings -- through on-line trading. James Yiu Lee, 59, solicited clients through a string of false representations, including claims that he was a wealthy attorney with numerous graduate degrees who had significant trading experience, and failed to disclose a previous conviction for defrauding investors, according to prosecutors.

Tags: trading prison fraud broker

Category:Biotechnology and Pharmaceuticals

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