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SEC Settles Insider Trading Case With COO

2014-12-02 18:31:30| Chemicals - Topix.net

The SEC and the DOJ have waged an aggressive battle against insider trading for years, resulting in a string of courtroom victories, guilty pleas and settlements as well as significant sanctions which are supposed to deter future wrongful conduct. Nevertheless, corporate executives keep trading on inside information as evidenced by the SEC's most recent insider trading action, SEC v.

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