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Tag: sec
SEC charges Volkswagen AG, former CEO Winterkorn with defrauding bond investors during emissions fraud
2019-03-16 09:56:58| Green Car Congress
Slack files with SEC for proposed public listing
2019-02-04 21:50:00| Telecompaper Headlines
(Telecompaper) Workplace collaboration specialist Slack Technologies has filed a draft registration statement for its proposed public listing with the US Securities and Exchange Commission (SEC). The listing of Class A common stock will occur once the SEC has completed its review process, subject to market and other conditions, the company said.
Tags: public
listing
files
sec
US brings charges over SEC hack
2019-01-15 22:31:01| BBC News | Business | UK Edition
The US government said the hack of the SEC financial database was part of a bigger scheme.
SEC Municipal Advisor Rule - 15B
2018-12-17 19:49:00| PortlandOnline
SEC Municipal Advisor Rule - 15B PDF Document, 49kbCategory: Other Investment Documents
Tags: sec
rule
municipal
advisor
Floyd Mayweather and DJ Khaled settle SEC charges
2018-11-30 00:31:10| BBC News | Business | UK Edition
The regulator says the celebrities didn't tell their followers they had been paid to promote some investments.
Tags: sec
charges
settle
floyd
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