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Second Circuit Refuses To Vacate FINRA Award As A Manifest Disregard Of The Law

2016-01-22 05:39:41| Apparel - Topix.net

Raymond James had initiated a FINRA arbitration because Singh, a financial advisor who was a registered representative of Raymond James, had refused to indemnify Raymond James pursuant to the terms of their agreement. Following an arbitration award in favor Raymond James, Singh unsuccessfully attempted to vacate the arbitration award against him by arguing the award was a manifest disregard of the law.

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