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Tag: sec
United Technologies subpoenaed by SEC as part of formal anti-bribery probe
2015-04-24 14:28:13| Paper - Topix.net
The subpoenas seek documents related to internal investigations into the company's aerospace and commercial businesses, including but not limited to Otis businesses in China. United Technologies had previously disclosed that it made voluntary disclosures in December 2013 and January 2014 to the U.S. Department of Justice, the SEC and the U.K.'s Serious Fraud Office regarding an internal investigation into a "non-employee sales representative retained by United Technologies International Operations, Inc. and IAE for the sale of Pratt & Whitney and IAE engines and aftermarket services, respectively, in China."
Tags: part
united
sec
technologies
SEC Files Financial Fraud Action Against Japan Based Controller
2015-04-17 00:07:32| Electronics - Topix.net
The Commission filed a financial fraud action against a former senior accounting officer and controller of Molex Japan Co., Ltd., the Japanese based subsidiary of publically traded Molex Inc. The scheme, which took place in Japan but impacted the books and records of the U.S. parent, was discovered after over twenty years when the controller of the Japanese firm wrote a letter of confession to the company. SEC v.
Tags: based
action
japan
files
Monochromator System moves from 200 nm to 900 nm in 2 sec.
2015-04-15 14:31:06| Industrial Newsroom - All News for Today
Consisting of diffraction grating, monochromatic 150 W xenon light source, and optical detector, Model SPG-120-REV targets high-accuracy optical spectroscopy. Grating is directly attached to 5-phase stepping motor with high reduction ratio harmonic drive gearing that enables wavelength positioning speed of 500 nm/s. With total area of 100 x 187 mm, SPG-120-REV is suited for 2D spectral mapping of solar cell materials and optical devices as well as in-line inspection of food.
BIO applauds SEC for finalizing Regulation A+.
2015-04-07 14:31:09| Industrial Newsroom - All News for Today
BIO applauds the SEC for finalizing provision of the Jumpstart Our Business Startups Act that will raise offering ceiling under Reg A+ from $5 million to $50 million. According to BIO President and CEO Jim Greenwood, most small biotech companies operate without any product revenue, relying on external investors to finance all of their operations. Increased offering limit under Reg A+ will enable emerging biotech companies to raise capital while reducing regulatory compliance.
Tags: sec
bio
regulation
finalizing
Magnum Hunter Shareholders Getting Killed By This SEC Notice
2015-04-06 23:33:59| Oil & Gas - Topix.net
Analysts at Wunderlich Securities downgraded Magnum Hunter Resources Corp on Monday following news of the Wells Notice the company recently received from the SEC. While the notice itself is neither a formal accusation nor a ruling of wrongdoing, the uncertainty surrounding the inquiry was enough reason for Wunderlich to downgrade Magnum Hunter from Buy to Hold and suspend its price target for the stock.
Tags: notice
sec
hunter
killed
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