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SEC eyes transfer agents in new front against U.S. stock fraudsters
2015-01-12 10:47:21| Energy - Topix.net
In their battle to root out microcap stock fraudsters, U.S. securities regulators are turning their attention to the obscure world of transfer agents, who are sometimes in a position to prevent scams, or help to enable them. Transfer agents are back-office businesses hired by companies to keep track of shareholder records and changes in ownership.
CSC reaches $200 million settlement deal with SEC
2014-12-31 13:49:21| IT Services - Topix.net
A four-year probe by the U.S. Securities and Exchange Commission into Computer Sciences Corp. bookkeeping is over, thanks to a settlement that will cost the company $190 million and require a review of its policies for compliance with accounting regulations. A four-year probe by the U.S. Securities and Exchange Commission into Computer Sciences Corp. bookkeeping is over, thanks to a settlement that will cost the company $190 million and require a review of its policies for compliance with accounting regulations, according to a report by the Washington Business Journal.
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CSC reaches $200 million settlement deal with SEC
2014-12-31 13:49:20| IT Services - Topix.net
A four-year probe by the U.S. Securities and Exchange Commission into Computer Sciences Corp. bookkeeping is over, thanks to a settlement that will cost the company $190 million and require a review of its policies for compliance with accounting regulations, according to a report by the Washington Business Journal.
Tags: million
deal
sec
settlement
Why Houston doesn't have an SEC office and what it would take to bring one here
2014-12-30 11:51:07| Energy - Topix.net
David Woodcock, regional director of the Fort Worth office of the Securities and Exchange Commission, said opening a Houston office is desirable in principle, but ultimately needs a budgetary blessing. One thing that regulators, attorneys and investors tend to agree upon is that Houston should absolutely have a branch of the Securities and Exchange Commission that would report to the regional SEC office in Fort Worth.
Computer Sciences to Pay $190M in SEC Settlement
2014-12-30 01:59:43| IT Services - Topix.net
Computer Sciences Corp . says it will pay $190 million and restate three years of financial results in a proposed settlement with the Securities and Exchange Commission .
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